2019 Trade Finance  Compliance Conference - New York

2019 Trade Finance Compliance Conference - New York

  • $ 795.00

2019 Trade Finance & Compliance Conference  

Join leading experts from around the world to discuss the key compliance topics in Trade Finance.

Compliance in trade finance is an ever-growing and ever-shifting landscape. Navigating anti money laundering (AML), counter terrorist financing, sanctions, multiple international regulatory bodies requires the latest information. Compliance officers and trade finance staff will want to attend this event to stay ahead of the curve. 


Topics Include:

  • Global news stories and trends in trade finance compliance over the past 12 months (trade based money laundering, terrorism financing, sanctions, commercial fraud…)
  • Key concerns facing banks and their customers (KYC, KYCC, the cost of doing business)
  • Guidelines and best practices, Financial Action Task Force (FATF), Wolfsberg update (Correspondent Banking/Due Diligence Questionnaire)
  • Governmental/regulatory focus and collaboration on trade finance compliance
  • The evolving role and importance of technology and automation e.g. screening
  • KYC: Is the lack of consistency between regulators and practitioners a concern? Are banks doing too little or too much?

  • US, UK and EU sanctions and Iran. Is this a case in point of issues caused by divergence?

Event Brochure

Who Should Attend:

Staggering fines are being assessed: is your bank or company exposed? Are you equipped to deal with multiple regulatory compliance regimes both national and internationalAre your KYC reviews sufficient? KYCC? Where does it stop? Do you have adequate checks for over/underpricing of goods, or for multiple invoicing?These are some of the difficult questions facing today's practitioners in the ever shifting landscape of trade based financial crimes. If you are uncertain of the answers to any, you need the latest information from the top minds in the field. Join us this November and get ahead of it. 

This event is for banking and legal professionals where their role is impacted, in some way, by the international issues and developments in trade finance compliance, whether in trade operations, relationship management, bank audit compliance and risk.  

Event Details: 

Thursday November 7th, 2019

New York, USA


Baker & McKenzie, 18th Floor, 452 5th Avenue, New York, NY 10018 (map link)

Certificate Continuing Education CPDs

On attendance, holders of the following qualifications will earn 7 CPD/PDU points towards recertification:
Certificate in Trade Finance Compliance (CTFC)
Certificate for Documentary Credit Specialists (CDCS)
Certificate for Specialists in Demand Guarantees (CSDG)
Certificate in Supply Chain Finance (CSCF)